Overview

Align is the ERO's tool for processing and tracking all compliance monitoring and enforcement activities

Curriculum

01. Introduction
02. Findings
03. Preliminary Screening
04. PNC Review
05. Dispositions
06. Mitigations
07. Secure Evidence Locker (SEL)
08. Reporting
09. Technical Feasibility Exceptions
10. Periodic Data Submittals (PDS)
11. Self-Certifications
12. Self-Cert Administration
13. Compliance Planning
14. Audit and Spot Checks
15. Release 4 Updates
16. Inherent Risk Assessments (IRAs)
17. Compliance Oversight Plans (COPs)
Resources
link CEAs: Release 1 User Guide - Life Cycle of a Finding
link CEAs: PDS User Guide
link CEAs: TFE User Guide
link CEAs: Self Certifications User Guide
link CEAs: Release 3 User Guide - Monitoring Engagements
link CEAs: Release 4 User Guide - Software Updates
link CEAs: Release 4.5 User Guide - IRAs and COPs
link CEAs: Align User Access Guide
link CEAs: ERO Portal Videos
link CEAs: MFA User Guide
link CEAs: Align Release 1 TTT Instructor Guide
link CEAs: Align Release 1 TTT Instructor Materials
link CEAs: Align Registered Entity TTT Instructor Guide
link CEAs: Align Registered Entity Instructor Materials
link CEAs: ERO Helpdesk Guide